GROUP MANAGEMENT REPORT OVERALL ASSESSMENT OF EXPECTED PERFORMANCE The consequences of the COVID-19 pandemic will the consolidated net loss for the year, and the continue to have adverse effects in the coming Company's long-term focus, Borussia Dortmund 2021/2022 financial year. Due to the positive results considers itself prepared to handle the still uncertain of operations in the financial years prior to the economic situation. The management is continuously COVID-19 pandemic, stable equity of EUR 232,637 reassessing the situation as it pertains to the thousand (which corresponds to an equity ratio of COVID-19 pandemic. approximately 51.64%) as at 30 June 2021 despite OTHER DISCLOSURES The notes contain disclosures pursuant to § 160 (1) no. 2 AktG. REPORT IN ACCORDANCE WITH § 315A (1) HGB IN THE VERSION PURSUANT TO ARTICLE 83 (1) SENTENCE 2 EGHGB The following information has been provided by the 1) Ballspielverein Borussia 09 e.V. Dortmund, Company in response to the requirements of § 315a Dortmund, Germany: 14.88% of the voting (1) sentence 1 nos. 1 to 9 HGB: rights (of which 5.53% held directly and 9.35% held indirectly by including the voting rights of 1. As at 30 June 2021, the share capital of Borussia Bernd Geske, Germany, pursuant to § 22 (2) Dortmund GmbH & Co. KGaA amounts to EUR and henceforth § 34 (2) WpHG) 92,000,000.00 and is divided into 92,000,000 no-par value ordinary bearer shares. All of the 2) Bernd Geske, Meerbusch, Germany: 14.88% of shares have been admitted to trading on the the voting rights (of which 9.35% held directly Regulated Market (Prime Standard) of the and 5.53% held indirectly by including the Frankfurt Stock Exchange and to the voting rights of Ballspielverein Borussia 09 e.V. over-the-counter markets (Open Market) in Dortmund, Dortmund, Germany, pursuant to Berlin, Bremen, Stuttgart, Munich, Hamburg and §34 (2) WpHG) Düsseldorf. Each no-par value share entitles the holder to one vote at the Annual General Meeting. According to the information available, the The Company has only one class of shares, and inclusion of the voting rights in either case all shares carry the same rights and obligations. is based on a shareholders' agreement All other rights and responsibilities attaching to concluded between Ballspielverein Borussia the Company's shares are determined in 09 e.V. Dortmund and Bernd Geske currently accordance with the German Stock Corporation for a term until 30 June 2022 (after the original Act (Aktiengesetz, "AktG"). agreement ending on 30 June 2017 was extended). The material subject matter of said 2. Restrictions affecting the voting rights or transfer agreement is the stipulation binding the parties of the shares, and to exercise their voting rights in favour of Ballspielverein Borussia 09 e.V. Dortmund with 3. Interests in the share capital of Borussia regard to Bernd Geske's shares in Borussia Dortmund GmbH & Co. KGaA exceeding 10% of Dortmund GmbH & Co. KGaA, and that Bernd the voting rights as at 30 June 2021: Geske and Ballspielverein Borussia 09 e.V. 171